Référence : 2208-100998-8-1
Responsibilities:
-Review new account applications to ensure they meet the bank?s internal standards (CDD, AML), Sanctions, Tax, and Swiss regulatory requirements.
-Provide necessary support to Front Office in the account opening process.
-Handle Sanctions (OFAC, EU, SECO), PEP, and AML monitoring alerts and resolve CDD/AML issues arising from alerts or change of circumstances.
-Regularly monitor and review customers? profiles and account documentation prepared by CRMs.
-Ensure that bank staff are regularly trained and informed on key regulatory issues related to CDD, Sanctions, and AML.
-Perform KYC on Counterparty Banks.
-Maintain appropriate audit trail and documentation in all instances of alert review or clarifications.
-Prepare files for MROS reporting or upon authority requests.
-Participate in the Quality Assurance Program of the Compliance division.
-Perform regular reporting to the Head of Compliance on complex and sensitive cases.
-Collaborate and share best practices with the Compliance team.
-Identify opportunities to create efficiencies and improve processes.
Profile:
-Relevant diploma
-Certificate of Advanced Studies (CAS) in Compliance Management or equivalent.
-3-5 years of previous experience in this exact same position, in SWITZERLAND, in a PRIVATE BANK.
-In-depth knowledge of Swiss regulatory requirements such as AML, KYC, CDB, and other relevant banking regulations.
-Previous experience with FATCA/QI/AEI, Federal Financial Services Act (FinSA), and Financial Institutions Act (FinIA) is a strong asset.
-Proven experience and knowledge of Commodity Trade Finance.
-Strong analytical, problem-solving, and decision-making skills.
-Well-organized with a good sense of initiative and proactiveness.
-Ability to work independently and as part of a team.
-Strong communication and interpersonal skills.
-High ethical standards with a commitment to confidentiality and integrity.
-Fluent in French and English, both written and spoken.
-Proficient with IT tools such as Outlook, MS Office, and the internet.